Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

U.S. Securities and Exchange Commission has decided to withdraw its appeal of a decision by a federal judge late last year to ...

The US Securities and Exchange Commission is replacing its enforcement unit devoted to misconduct in the cryptocurrency ...

President Donald Trump is moving to give the White House direct control of independent federal regulators such as the ...

James Arthur McDonald Jr., 53, a frequent guest on CNBC financial news shows, ran investment businesses in LA and Redondo ...

The U.S. Securities and Exchange Commission has asked Indian authorities for help in its investigation of Adani Group founder ...

The executive order doesn’t explicitly mention enforcement, but observers expect that the assertion of total authority over ...

Many oil and gas companies objected in March when the SEC required companies to disclose their greenhouse gas emissions in ...

Pascal Desroches became senior executive vice president and CFO of AT&T in 2021–shortly before its divestiture of Time Warner ...

The SEC's Republican leaders have shifted what had been a crypto-focused enforcement squad into a smaller group with a ...

A federal judge in Washington, D.C., on Thursday put the U.S. Securities and Exchange Commission's civil lawsuit against ...

Last year, federal prosecutors in Brooklyn unsealed an indictment accusing Adani of bribing Indian officials to convince them ...