Add Yahoo as a preferred source to see more of our stories on Google. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission (SEC) is seen at their headquarters in Washington, D.C. By ...
Judge Jed Rakoff may have overstepped his authority when he rejected a $285 million SEC-Citigroup settlement over its sale of mortgage investments last year, said a federal appeals court Thursday. In ...
FILE - Securities and Exchange Commission (SEC) Chair Gary Gensler testifies during a House Financial Services Committee hearing on oversight of the SEC, April 18, 2023, on Capitol Hill in Washington.