Auditboard co-founders Jay Lee and Daniel Kim. Auditboard Inc. has quietly built one of the country’s fastest-growing businesses in a sector famously unwilling to move fast and break things. The ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

With cybersecurity threats on the rise and becoming more sophisticated by the day, SOC 2 compliance is becoming seriously non-negotiable for businesses that want to give customers and stakeholders the ...

Filing compliance solutions help RIAs manage and automate regulatory tasks. From ADV filings and compliance calendars to document storage and audit preparation, these platforms ensure that firms meet ...

The brand-new CIO of a large financial services organization had been on the job less than a week when a major software vendor handed him a bill for unauthorized usage to the tune of $1 million. By ...

RegScale, the Continuous Controls Monitoring (CCM) platform purpose-built for the CISO, today announced that it has been selected as the winner, for the second time, of the “Compliance Software ...

AuditFile, which makes cloud-based audit automation software, has updated its software with improved compliance controls for its Spring release. The update also features new automation and practice ...

Compliance regulations are constantly evolving, and nowhere is this more critical than in the financial services industry. Financial institutions face high stakes when it comes to compliance; failure ...

In the age of open source and large-scale outsourcing, ascertaining the legal compliance of software is just as important as assuring the quality before pressing it into production. Numerous legal ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

New software evolves from VRS utility to compliance-as-a-service platform for pharmaceutical manufacturers, wholesalers, ...