FINRA will now require registered representatives to complete the regulatory aspect of its continuing education program every year, as opposed to the previous schedule that required them to ...

The CFP Board will “have to invest” in technology to ensure its continuing education providers can meet the mandates of the board’s newly announced increase in CE requirements, according to the ...

Investment advisers welcome a rule from state regulators that could require them to spend more time boning up on the latest in ethics, product developments and practice management. The North American ...

Automated centralized compliance oversight designed to reduce vendor sprawl and eliminate manual tracking, mid-sized advisory firms find confidence in streamlined IAR CE management with A.D. Banker ...

WASHINGTON – The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board’s proposal to create continuing education requirements for municipal advisors. Processing ...

DES MOINES, Iowa (Iowa Capital Dispatch) - Education groups and others raised questions Tuesday during an Iowa House subcommittee meeting about legislation that could potentially change continuing ...

The Certified Financial Planner Board of Standards announced today that it is holding off on plans to increase its continuing education requirement from 30 to 40 hours every two years after member ...