Certain registered investment advisers (RIAs) and Exempt Reporting Advisors (ERAs) will face new federal compliance and filing requirements in the new year. Starting January 1, 2026, they will be ...
DataVisor, the leading AI-powered fraud and AML platform, today announced the official release of DEFEND Training, its new self-paced program that upskills professionals in the fight against financial ...
The new training offering provides affordable, practical modules designed to strengthen day-to-day execution and support audit-ready evidence of staff competency. Vancouver, British ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
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