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SmartAsset

SmartAsset

Financial advising in New York, United States

122 E 42nd St Ste 4300, New York, NY 10168

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Frequently asked questions

Q:

What Is the SEC Custody Rule?

A:

The custody rule applies to RIAs and the way that client assets are held. Specifically, the rule dictates that RIAs must:

A:

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